In line with its statutory objectives of preserving and maintaining the good repute of the Financial Services Authority, the FSA is empowered to inter alia:

  • issue a private warning;
  • issue a public censure;
  • disqualify a licensee from holding a licence;
  • disqualify the officer of a licensee;
  • impose an administrative penalty;
  • revoke a licence;
  • request for information and production of such records or documents by a licensee;
  • hold on-site inspections to be carried out on the business premises of a licensee;
  • appoint an administrator in relation to the whole or part of the business activities of a person whose licence has been suspended, revoked or otherwise terminated;
  • apply to the Judge in Chambers or to any Court of Competent jurisdiction for Injunctive relief;